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/* Here is the full text of the United State's Supreme Court's
opinion in The Nancy Beth Cruzan case. You may have heard of this
case, in which Nancy's parents sought to stop artificial life
support for their daughter, who was living but had no cognitive
function. This case is the first by the U.S. Supreme Court to
discuss living wills, and we include it since one of the primary
foci of the Home Legal Guide is living wills. In addition this
opinion contains a good discussion of durable power of attorney
laws for healthcare.*/
NANCY BETH CRUZAN, BY HER PARENTS AND
CO-GUARDIANS, LESTER L. CRUZAN, ET UX.,
PETITIONERS v. DIRECTOR, MISSOURI
-
DEPARTMENT OF HEALTH, ET AL.
ON WRIT OF CERTIORARI TO THE SUPREME COURT
OF MISSOURI
[June 25, 1990]
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
Petitioner Nancy Beth Cruzan was rendered incompetent as a
result of severe injuries sustained during an automobile ac-
cident. Co-petitioners Lester and Joyce Cruzan, Nancy's parents
and co-guardians, sought a court order directing the withdrawal
of their daughter's artificial feeding and hydration equipment
after it became apparent that she had virtually no chance of re-
covering her cognitive faculties. The Supreme Court of Missouri
held that because there was no clear and convincing evidence of
Nancy's desire to have life-sustaining treatment withdrawn under
such circumstances, her parents lacked authority to effectuate
such a request. We granted certiorari, 492 U. S. ---- (1989),
and now affirm.
On the night of January 11, 1983, Nancy Cruzan lost control of
her car as she traveled down Elm Road in Jasper County, Missouri.
The vehicle overturned, and Cruzan was discovered lying face down
in a ditch without detectable respiratory or cardiac function.
Paramedics were able to restore her breathing and heartbeat at
the accident site, and she was transported to a hospital in an
unconscious state. An attending neurosurgeon diagnosed her as
having sustained probable cerebral contusions compounded by sig-
nificant anoxia (lack of oxygen). The Missouri trial court in
this case found that permanent brain damage generally results
after 6 minutes in an anoxic state; it was estimated that Cruzan
was deprived of oxygen from 12 to 14 minutes. She remained in a
coma for approximately three weeks and then progressed to an un-
conscious state in which she was able to orally ingest some nu-
trition. In order to ease feeding and further the recovery, sur-
geons implanted a gastrostomy feeding and hydration tube in Cru-
zan with the consent of her then husband. Subsequent rehabilita-
tive efforts proved unavailing. She now lies in a Missouri state
hospital in what is commonly referred to as a persistent vegeta-
tive state: generally, a condition in which a person exhibits mo-
tor reflexes but evinces no indications of significant cognitive
function. (Footnote 1)
Petitioners also adumbrate in their brief a claim based on the
Equal Protection Clause of the Fourteenth Amendment to the effect
that Missouri has impermissibly treated incompetent patients dif-
ferently from competent ones, citing the statement in Cleburne v.
--------
Cleburne Living Center, Inc., 473 U. S. 432, 439 (1985), that the
-------- ------ ------ ---
clause is ``essentially a direction that all persons similarly
situated should be treated alike.'' The differences between the
choice made by a competent person to refuse medical treatment,
--
and the choice made for an incompetent person by someone else to
---
refuse medical treatment, are so obviously different that the
State is warranted in establishing rigorous procedures for the
latter class of cases which do not apply to the former class.
The State of Missouri is bearing the cost of her care.
After it had become apparent that Nancy Cruzan had virtually no
chance of regaining her mental faculties her parents asked hospi-
tal employees to terminate the artificial nutrition and hydration
procedures. All agree that such a removal would cause her death.
The employees refused to honor the request without court appro-
val. The parents then sought and received authorization from the
state trial court for termination. The court found that a person
in Nancy's condition had a fundamental right under the State and
Federal Constitutions to refuse or direct the withdrawal of
``death prolonging procedures.'' App. to Pet. for Cert. A99. The
court also found that Nancy's ``expressed thoughts at age
twenty-five in somewhat serious conversation with a housemate
friend that if sick or injured she would not wish to continue her
life unless she could live at least halfway normally suggests
that given her present condition she would not wish to continue
on with her nutrition and hydration.'' Id., at A97-A98.
The Supreme Court of Missouri reversed by a divided vote. The
court recognized a right to refuse treatment embodied in the
common-law doctrine of informed consent, but expressed skepticism
about the application of that doctrine in the circumstances of
this case. Cruzan v. Harmon, 760 S. W. 2d 408, 416-417 (Mo.
------ ------
1988) (en banc). The court also declined to read a broad right
of privacy into the State Constitution which would ``support the
right of a person to refuse medical treatment in every cir-
cumstance,'' and expressed doubt as to whether such a right ex-
isted under the United States Constitution. Id., at 417-418. It
--
then decided that the Missouri Living Will statute, Mo. Rev.
Stat. 459.010 et seq. (1986), embodied a state policy strongly
favoring the preservation of life. 760 S. W. 2d, at 419-420.
The court found that Cruzan's statements to her roommate regard-
ing her desire to live or die under certain conditions were ``un-
reliable for the purpose of determining her intent,'' id., at
--
424, ``and thus insufficient to support the co-guardians claim to
exercise substituted judgment on Nancy's behalf.'' Id., at 426.
--
It rejected the argument that Cruzan's parents were entitled to
order the termination of her medical treatment, concluding that
``no person can assume that choice for an incompetent in the absence
of the formalities required under Missouri's Living Will
statutes or the clear and convincing, inherently reliable evi-
dence absent here.'' Id., at 425. The court also expressed its
--
view that ``[b]road policy questions bearing on life and death
are more properly addressed by representative assemblies'' than
judicial bodies. Id., at 426.
--
We granted certiorari to consider the question of whether Cruzan
has a right under the United States Constitution which would re-
quire the hospital to withdraw life-sustaining treatment from her
under these circumstances.
At common law, even the touching of one person by another
without consent and without legal justification was a battery.
See W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton
on Law of Torts 9, pp. 39-42 (5th ed. 1984). Before the turn
of the century, this Court observed that ``[n]o right is held
more sacred, or is more carefully guarded, by the common law,
than the right of every individual to the possession and control
of his own person, free from all restraint or interference of
others, unless by clear and unquestionable authority of law.''
Union Pacific R. Co. v. Botsford, 141 U. S. 250, 251 (1891).
----- ------- - -- --------
This notion of bodily integrity has been embodied in the require-
ment that informed consent is generally required for medical
treatment. Justice Cardozo, while on the Court of Appeals of New
York, aptly described this doctrine: ``Every human being of adult
years and sound mind has a right to determine what shall be done
with his own body; and a surgeon who performs an operation
without his patient's consent commits an assault, for which he is
liable in damages.'' Schloendorff v. Society of New York Hospi-
------------ ------- -- --- ---- ------
tal, 211 N. Y. 125, 129-30, 105 N. E. 92, 93 (1914). The in-
---
formed consent doctrine has become firmly entrenched in American
tort law. See Dobbs, Keeton, & Owen, supra, 32, pp. 189-192;
-----
F. Rozovsky, Consent to Treatment, A Practical Guide 1-98 (2d ed.
1990).
The logical corollary of the doctrine of informed consent is
that the patient generally possesses the right not to consent,
that is, to refuse treatment. Until about 15 years ago and the
seminal decision in In re Quinlan, 70 N. J. 10, 355 A. 2d 647,
-- -- -------
cert. denied sub nom., Garger v. New Jersey, 429 U. S. 922
--- --- ------ --- ------
(1976), the number of right-to-refuse-treatment decisions were
relatively few. (Footnote 2)
Most of the earlier cases involved patients who refused medical
treatment forbidden by their religious beliefs, thus implicating
First Amendment rights as well as common law rights of self-
determination. (Footnote 3)
More recently, however, with the advance of medical technology
capable of sustaining life well past the point where natural
forces would have brought certain death in earlier times, cases
involving the right to refuse life-sustaining treatment have
burgeoned. See 760 S. W. 2d, at 412, n. 4 (collecting 54 report-
ed decisions from 1976-1988).
In the Quinlan case, young Karen Quinlan suffered severe brain
-------
damage as the result of anoxia, and entered a persistent vegeta-
tive state. Karen's father sought judicial approval to discon-
nect his daughter's respirator. The New Jersey Supreme Court
granted the relief, holding that Karen had a right of privacy
grounded in the Federal Constitution to terminate treatment. In
--
re Quinlan, 70 N. J., at 38-42, 355 A. 2d at 662-664. Recogniz-
-- -------
ing that this right was not absolute, however, the court balanced
it against asserted state interests. Noting that the State's in-
terest ``weakens and the individual's right to privacy grows as
the degree of bodily invasion increases and the prognosis dims,''
the court concluded that the state interests had to give way in
that case. Id., at 41, 355 A. 2d, at 664. The court also con-
--
cluded that the ``only practical way'' to prevent the loss of
Karen's privacy right due to her incompetence was to allow her
guardian and family to decide ``whether she would exercise it in
these circumstances.'' Ibid.
----
/* This was the first case to bring this to the forefront of
public attention. */
After Quinlan, however, most courts have based a right to refuse
-------
treatment either solely on the common law right to informed consent
or on both the common law right and a constitutional privacy
right. See L. Tribe, American Constitutional Law 15-11, p. 1365
(2d ed. 1988). In Superintendent of Belchertown State School v.
-------------- -- ----------- ----- ------
Saikewicz, 373 Mass. 728, 370 N. E. 2d 417 (1977), the Supreme
---------
Judicial Court of Massachusetts relied on both the right of
privacy and the right of informed consent to permit the withhold-
ing of chemotherapy from a profoundly-retarded 67-year-old man
suffering from leukemia. Id., at 737-738, 370 N. E. 2d, at 424.
--
Reasoning that an incompetent person retains the same rights as a
competent individual ``because the value of human dignity extends
to both,'' the court adopted a ``substituted judgment'' standard
whereby courts were to determine what an incompetent individual's
decision would have been under the circumstances. Id., at 745,
--
752-753, 757-758, 370 N. E. 2d, at 427, 431, 434.
/* One of the reasons for relying on state law is so that the
U.S. Supreme Court cannot review the case. Unless a party can
show that the U.S. Constitution is impacted, the U.S. Supreme
Court can not review the same. Some Judges (and I have no
idea at all here and I'm making a general comment) will go
to great lengths to cite state law as the source of their
decision to avoid involving federal courts, especially if they
are concerned that the federal courts may disagree with their
ruling. */
Distilling certain state interests from prior case law--the
preservation of life, the protection of the interests of innocent
third parties,the prevention of suicide, and the maintenance of
the ethical integrity of the medical profession--the court
recognized the first interest as paramount and noted it was
greatest when an affliction was curable,``as opposed to the
State interest where, as here, the issue is not whether, but when,
for how long, and at what cost to the individual [a] life may be
briefly extended.'' Id., at 742, 370 N. E. 2d, at 426.
--
In In re Storar 52 N. Y. 2d 363, 420 N. E. 2d 64, cert. denied,
-- -- ------
454 U. S. 858 (1981), the New York Court of Appeals declined to
base a right to refuse treatment on a constitutional privacy
right. Instead, it found such a right ``adequately supported''
by the informed consent doctrine. Id., at 376-377, 420 N. E. 2d,
--
at 70. In In re Eichner (decided with In re Storar, supra) an
-- -- ------- -- -- ------ -----
83-year-old man who had suffered brain damage from anoxia entered
a vegetative state and was thus incompetent to consent to the re-
moval of his respirator. The court, however, found it unneces-
sary to reach the question of whether his rights could be exer-
cised by others since it found the evidence clear and convincing
from statements made by the patient when competent that he ``did
not want to be maintained in a vegetative coma by use of a
respirator.'' Id., at 380, 420 N. E. 2d, at 72. In the companion
--
Storar case, a 52-year-old man suffering from bladder cancer had
------
been profoundly retarded during most of his life. Implicitly re-
jecting the approach taken in Saikewicz, supra, the court
--------- -----
reasoned that due to such life-long incompetency, ``it is unreal-
istic to attempt to determine whether he would want to continue
potentially life prolonging treatment if he were competent.'' 52
N. Y. 2d, at 380, 420 N. E. 2d, at 72. As the evidence showed
that the patient's required blood transfusions did not involve
excessive pain and without them his mental and physical abilities
would deteriorate, the court concluded that it should not ``allow
an incompetent patient to bleed to death because someone, even
someone as close as a parent or sibling, feels that this is best
for one with an incurable disease.'' Id., at 382, 420 N. E. 2d,
--
at 73.
Many of the later cases build on the principles established in
Quinlan, Saikewicz and Storar/Eichner. For instance, in In re
------- --------- ------ ------- -- --
Conroy, 98 N. J. 321, 486 A. 2d 1209 (1985), the same court that
------
decided Quinlan considered whether a nasogastric feeding tube
-------
could be removed from an 84-year-old incompetent nursing-home
resident suffering irreversible mental and physical ailments.
While recognizing that a federal right of privacy might apply in
the case, the court, contrary to its approach in Quinlan, decided
-------
to base its decision on the common-law right to self-
determination and informed consent. 98 N. J., at 348, 486 A. 2d,
at 1223. ``On balance, the right to self-determination ordinari-
ly outweighs any countervailing state interests, and competent
persons generally are permitted to refuse medical treatment, even
at the risk of death. Most of the cases that have held other-
wise, unless they involved the interest in protecting innocent
third parties, have concerned the patient's competency to make a
rational and considered choice.'' Id., at 353-354, 486 A. 2d, at
--
1225.
Reasoning that the right of self-determination should not be
lost merely because an individual is unable to sense a violation
of it, the court held that incompetent individuals retain a right
to refuse treatment. It also held that such a right could be ex-
ercised by a surrogate decisionmaker using a ``subjective'' stan-
dard when there was clear evidence that the incompetent person
would have exercised it. Where such evidence was lacking, the
court held that an individual's right could still be invoked in
certain circumstances under objective ``best interest'' stan-
dards. Id., at 361-368, 486 A. 2d, at 1229-1233. Thus, if some
--
trustworthy evidence existed that the individual would have want-
ed to terminate treatment, but not enough to clearly establish a
person's wishes for purposes of the subjective standard, and the
burden of a prolonged life from the experience of pain and
suffering markedly outweighed its satisfactions, treatment could
be terminated under a ``limited-objective'' standard. Where no
trustworthy evidence existed, and a person's suffering would make
the administration of life-sustaining treatment inhumane, a
``pure-objective'' standard could be used to terminate treatment.
If none of these conditions obtained, the court held it was best
to err in favor of preserving life. Id., at 364-368, 486 A. 2d,
--
at 1231-1233.
The court also rejected certain categorical distinctions that
had been drawn in prior refusal-of-treatment cases as lacking
substance for decision purposes: the distinction between actively
hastening death by terminating treatment and passively allowing a
person to die of a disease; between treating individuals as an
initial matter versus withdrawing treatment afterwards; between
ordinary versus extraordinary treatment; and between treatment by
artificial feeding versus other forms of life-sustaining medical
procedures. Id., at 369-374, 486 N. E. 2d, at 1233-1237. As to
--
the last item, the court acknowledged the ``emotional signifi-
cance'' of food, but noted that feeding by implanted tubes is a
``medical procedur[e] with inherent risks and possible side ef-
fects, instituted by skilled health-care providers to compensate
for impaired physical functioning'' which analytically was
equivalent to artificial breathing using a respirator. Id., at
--
373, 486 A. 2d, at 1236. (Footnote 4)
In contrast to Conroy, the Court of Appeals of New York recently
------
refused to accept less than the clearly expressed wishes of a pa-
tient before permitting the exercise of her right to refuse
treatment by a surrogate decisionmaker. In re Westchester County -- -- ----------- ------
Medical Center on behalf of O'Connor, 531 N. E. 2d 607 (1988)
------- ------ -- ------ -- - ------
(O'Connor). There, the court, over the objection of the
- ------
patient's family members, granted an order to insert a feeding
tube into a 77-year-old woman rendered incompetent as a result of
several strokes. While continuing to recognize a common-law
right to refuse treatment, the court rejected the substituted
judgment approach for asserting it ``because it is inconsistent
with our fundamental commitment to the notion that no person or
court should substitute its judgment as to what would be an ac-
ceptable quality of life for another. Consequently, we adhere to
the view that, despite its pitfalls and inevitable uncertainties,
the inquiry must always be narrowed to the patient's expressed
intent, with every effort made to minimize the opportunity for
error.'' Id., at 530, 531 N. E. 2d, at 613 (citation omitted).
--
The court held that the record lacked the requisite clear and
convincing evidence of the patient's expressed intent to withhold
life-sustaining treatment. Id., at 531-534, 531 N. E. 2d, at
--
613-615.
Other courts have found state statutory law relevant to the
resolution of these issues. In Conservatorship of Drabick, 200
--------------- -- -------
Cal. App. 3d 185, 245 Cal. Rptr. 840, cert. denied, ---- U. S.
---- (1988), the California Court of Appeal authorized the remo-
val of a nasogastric feeding tube from a 44-year-old man who was
in a persistent vegetative state as a result of an auto accident.
Noting that the right to refuse treatment was grounded in both
the common law and a constitutional right of privacy, the court
held that a state probate statute authorized the patient's con-
servator to order the withdrawal of life-sustaining treatment
when such a decision was made in good faith based on medical ad-
vice and the conservatee's best interests. While acknowledging
that ``to claim that [a patient's] `right to choose' survives in-
competence is a legal fiction at best,'' the court reasoned that
the respect society accords to persons as individuals is not lost
upon incompetence and is best preserved by allowing others ``to
make a decision that reflects [a patient's] interests more close-
ly than would a purely technological decision to do whatever is
possible.''(Footnote 5)
/* You might be surprised that a state probate code has something
to do with a case like this. Often probate codes include matters
regarding orphans and guardianships.*/
Id., at 208, 245 Cal. Rptr., at 854-855. See also In re Conser-
-- -- -- -------
vatorship of Torres, 357 N. W. 2d 332 (Minn. 1984) (Minnesota
--------- -- ------
court had constitutional and statutory authority to authorize a
conservator to order the removal of an incompetent individual's
respirator since in patient's best interests).
In In re Estate of Longeway, 123 Ill. 2d 33, 549 N. E. 2d 292
-- -- ------ -- --------
(1989), the Supreme Court of Illinois considered whether a 76-
year-old woman rendered incompetent from a series of strokes had
a right to the discontinuance of artificial nutrition and hydra-
tion. Noting that the boundaries of a federal right of privacy
were uncertain, the court found a right to refuse treatment in
the doctrine of informed consent. Id., at 43-45, 549 N. E. 2d,
at 296-297. The court further held that the State Probate Act
impliedly authorized a guardian to exercise a ward's right to re-
fuse artificial sustenance in the event that the ward was termi-
nally ill and irreversibly comatose. Id., at 45-47, 549 N. E.
--
2d, at 298. Declining to adopt a best interests standard for de-
ciding when it would be appropriate to exercise a ward's right
because it ``lets another make a determination of a patient's
quality of life,'' the court opted instead for a substituted
judgment standard. Id., at 49, 549 N. E. 2d, at 299. Finding
--
the ``expressed intent'' standard utilized in O'Connor, supra,
- ------ -----
too rigid, the court noted that other clear and convincing evi-
dence of the patient's intent could be considered. 133 Ill. 2d,
at 50-51, 549 N. E. 2d, at 300. The court also adopted the
``consensus opinion [that] treats artificial nutrition and hydra-
tion as medical treatment.'' Id., at 42, 549 N. E. 2d, at 296.
--
Cf. McConnell v. Beverly Enterprises-Connecticut, Inc., 209
--------- ------- ----------- ----------- ---
Conn. 692, 705, 553 A. 2d 596, 603 (1989) (right to withdraw ar-
tificial nutrition and hydration found in the Connecticut Removal
of Life Support Systems Act, which ``provid[es] functional guide-
lines for the exercise of the common law and constitutional
rights of self-determination''; attending physician authorized to
remove treatment after finding that patient is in a terminal con-
dition, obtaining consent of family, and considering expressed
wishes of patient).
/* As noted in our review of the living will laws for the states,
Connecticut's law is particularly week. You need not only to have
a living will but also to have consent of one's family for life
sustaining treatment to be ended. */
As these cases demonstrate, the common-law doctrine of informed
consent is viewed as generally encompassing the right of a com-
petent individual to refuse medical treatment. Beyond that,
these decisions demonstrate both similarity and diversity in
their approach to decision of what all agree is a perplexing
question with unusually strong moral and ethical overtones.
State courts have available to them for decision a number of
sources--state constitutions, statutes, and common law--which are
not available to us. In this Court, the question is simply and
starkly whether the United States Constitution prohibits Missouri
from choosing the rule of decision which it did. This is the
first case in which we have been squarely presented with the is-
sue of whether the United States Constitution grants what is in
common parlance referred to as a ``right to die.'' We follow the
judicious counsel of our decision in Twin City Bank v. Nebeker,
---- ---- ---- -------
167 U. S. 196, 202 (1897), where we said that in deciding ``a
question of such magnitude and importance . . . it is the
[better] part of wisdom not to attempt, by any general statement,
to cover every possible phase of the subject.''
The Fourteenth Amendment provides that no State shall ``deprive
any person of life, liberty, or property, without due process of
law.'' The principle that a competent person has a constitution-
ally protected liberty interest in refusing unwanted medical
treatment may be inferred from our prior decisions. In Jacobson
--------
v. Massachusetts, 197 U. S. 11, 24-30 (1905), for instance, the
-------------
Court balanced an individual's liberty interest in declining an
unwanted smallpox vaccine against the State's interest in
preventing disease. Decisions prior to the incorporation of the
Fourth Amendment into the Fourteenth Amendment analyzed searches
and seizures involving the body under the Due Process Clause and
were thought to implicate substantial liberty interests. See,
e. g., Breithaupt v. Abrams, 352 U. S. 432, 439 (1957) (``As
---------- ------
against the right of an individual that his person be held in-
violable . . . must be set the interests of society . . .'').
Just this Term, in the course of holding that a State's pro-
cedures for administering antipsychotic medication to prisoners
were sufficient to satisfy due process concerns, we recognized
that prisoners possess ``a significant liberty interest in avoid-
ing the unwanted administration of antipsychotic drugs under the
Due Process Clause of the Fourteenth Amendment.'' Washington v.
----------
Harper, ---- U. S. ----, ---- (1990) (slip op., at 9); see also
------
id., at ---- (slip op., at 17) (``The forcible injection of medi-
--
cation into a nonconsenting person's body represents a substan-
tial interference with that person's liberty''). Still other
cases support the recognition of a general liberty interest in
refusing medical treatment. Vitek v. Jones, 445 U. S. 480, 494
----- -----
(1980) (transfer to mental hospital coupled with mandatory
behavior modification treatment implicated liberty interests);
Parham v. J. R., 442 U. S. 584, 600 (1979) (``a child, in common
------ - -
with adults, has a substantial liberty interest in not being con-
fined unnecessarily for medical treatment'').
But determining that a person has a ``liberty interest'' under
the Due Process Clause does not end the inquiry;
``whether respondent's constitutional rights have been violated
must be determined by balancing his liberty interests against the
relevant state interests.'' Youngberg v. Romeo, 457 U. S. 307,
--------- -----
321 (1982). See also Mills v. Rogers, 457 U. S. 291, 299 (1982).
----- ------
Petitioners insist that under the general holdings of our cases,
the forced administration of life-sustaining medical treatment,
and even of artificially-delivered food and water essential to
life, would implicate a competent person's liberty interest.
Although we think the logic of the cases discussed above would
embrace such a liberty interest, the dramatic consequences in-
volved in refusal of such treatment would inform the inquiry as
to whether the deprivation of that interest is constitutionally
permissible. But for purposes of this case, we assume that the
United States Constitution would grant a competent person a con-
stitutionally protected right to refuse lifesaving hydration and
nutrition.
/* This is an important idea expressed by the Court, although it
is what attorney's and Judges refer to as "dicta." That is things
which are stated which are not part of the actual decision and
necessary to the court's holding. However, it is certainly quite
likely that the Court would rule this way if presented with the
question, and such dicta are quite persuasive. */
Petitioners go on to assert that an incompetent person should
possess the same right in this respect as is possessed by a com-
petent person. They rely primarily on our decisions in Parham v.
------
J. R., supra, and Youngberg v. Romeo, 457 U. S. 307 (1982). In
- - ----- --------- -----
Parham, we held that a mentally disturbed minor child had a li-
------
berty interest in ``not being confined unnecessarily for medical
treatment,'' 442 U. S., at 600, but we certainly did not intimate
that such a minor child, after commitment, would have a liberty
interest in refusing treatment. In Youngberg, we held that a
---------
seriously retarded adult had a liberty interest in safety and
freedom from bodily restraint, 457 U. S., at 320. Youngberg,
---------
however, did not deal with decisions to administer or withhold
medical treatment.
The difficulty with petitioners' claim is that in a sense it
begs the question: an incompetent person is not able to make an
informed and voluntary choice to exercise a hypothetical right to
refuse treatment or any other right. Such a ``right'' must be
exercised for her, if at all, by some sort of surrogate. Here,
Missouri has in effect recognized that under certain cir-
cumstances a surrogate may act for the patient in electing to
have hydration and nutrition withdrawn in such a way as to cause
death, but it has established a procedural safeguard to assure
that the action of the surrogate conforms as best it may to the
wishes expressed by the patient while competent. Missouri re-
quires that evidence of the incompetent's wishes as to the with-
drawal of treatment be proved by clear and convincing evidence.
The question, then, is whether the United States Constitution
forbids the establishment of this procedural requirement by the
State. We hold that it does not.
Whether or not Missouri's clear and convincing evidence require-
ment comports with the United States Constitution depends in part
on what interests the State may properly seek to protect in this
situation. Missouri relies on its interest in the protection and
preservation of human life, and there can be no gainsaying this
interest. As a general matter, the States--indeed, all civilized
nations--demonstrate their commitment to life by treating homi-
cide as serious crime. Moreover, the majority of States in this
country have laws imposing criminal penalties on one who assists
another to commit suicide. We do not think a State is required to
remain neutral in the face of an informed and voluntary decision
by a physically-able adult to starve to death.
But in the context presented here, a State has more particular
interests at stake. The choice between life and death is a dee-
ply personal decision of obvious and overwhelming finality. We
believe Missouri may legitimately seek to safeguard the personal
element of this choice through the imposition of heightened evi-
dentiary requirements. It cannot be disputed that the Due Pro-
cess Clause protects an interest in life as well as an interest
in refusing life-sustaining medical treatment. Not all incom-
petent patients will have loved ones available to serve as surro-
gate decisionmakers. And even where family members are present,
``[t]here will, of course, be some unfortunate situations in
which family members will not act to protect a patient.'' In re
-- --
Jobes, 108 N. J. 394, 419, 529 A. 2d 434, 477 (1987). A State
-----
is entitled to guard against potential abuses in such situations.
Similarly, a State is entitled to consider that a judicial
proceeding to make a determination regarding an incompetent's
wishes may very well not be an adversarial one, with the added
guarantee of accurate factfinding that the adversary process
brings with it.
See Ohio v. Akron Center for Reproductive Health, ---- U. S.
---- ----- ------ --- ------------ ------
----, ---- (1990) (slip op., at 10-11). Finally, we think a
State may properly decline to make judgments about the ``quali-
ty'' of life that a particular individual may enjoy, and simply
assert an unqualified interest in the preservation of human life
to be weighed against the constitutionally protected interests of
the individual.
In our view, Missouri has permissibly sought to advance these
interests through the adoption of a ``clear and convincing''
standard of proof to govern such proceedings. ``The function of
a standard of proof, as that concept is embodied in the Due Pro-
cess Clause and in the realm of factfinding, is to `instruct the
factfinder concerning the degree of confidence our society thinks
he should have in the correctness of factual conclusions for a
particular type of adjudication.' '' Addington v. Texas, 441
--------- -----
U. S. 418, 423 (1979) (quoting In re Winship, 397 U. S. 358, 370
-- -- -------
(1970) (Harlan, J., concurring)). ``This Court has mandated an
intermediate standard of proof--`clear and convincing
evidence'--when the individual interests at stake in a state
proceeding are both `particularly important' and `more substan-
tial than mere loss of money.' '' Santosky v. Kramer, 455 U. S.
-------- ------
745, 756 (1982) (quoting Addington, supra, at 424). Thus, such a
--------- -----
standard has been required in deportation proceedings, Woodby v.
------
INS, 385 U. S. 276 (1966), in denaturalization proceedings,
---
Schneiderman v. United States, 320 U. S. 118 (1943), in civil
------------ ------ ------
commitment proceedings, Addington, supra, and in proceedings for
--------- -----
the termination of parental rights. Santosky, supra.
-------- -----
Petitioners also adumbrate in their brief a claim based on the
Equal Protection Clause of the Fourteenth Amendment to the effect
that Missouri has impermissibly treated incompetent patients dif-
ferently from competent ones, citing the statement in Cleburne v.
--------
Cleburne Living Center, Inc., 473 U. S. 432, 439 (1985), that the
-------- ------ ------ ---
clause is ``essentially a direction that all persons similarly
situated should be treated alike.'' The differences between the
choice made by a competent person to refuse medical treatment,
--
and the choice made for an incompetent person by someone else to
---
refuse medical treatment, are so obviously different that the
State is warranted in establishing rigorous procedures for the
latter class of cases which do not apply to the former class.
Further, this level of proof, ``or an even higher one, has tradi-
tionally been imposed in cases involving allegations of civil
fraud, and in a variety of other kinds of civil cases involving
such issues as . . . lost wills, oral contracts to make bequests,
and the like.'' Woodby, supra, at 285, n. 18.
------ -----
We think it self-evident that the interests at stake in the in-
stant proceedings are more substantial, both on an individual and
societal level, than those involved in a run-of-the-mine civil
dispute. But not only does the standard of proof reflect the im-
portance of a particular adjudication, it also serves as ``a so-
cietal judgment about how the risk of error should be distributed
between the litigants.'' Santosky, supra, 455 U. S. at 755; Ad-
-------- ----- ---
dington, supra, at 423. The more stringent the burden of proof a
------- -----
party must bear, the more that party bears the risk of an errone-
ous decision. We believe that Missouri may permissibly place an
increased risk of an erroneous decision on those seeking to ter-
minate an incompetent individual's life-sustaining treatment. An
erroneous decision not to terminate results in a maintenance of
the status quo; the possibility of subsequent developments such
as advancments in medical science, the discovery of new evidence
regarding the patient's intent, changes in the law, or simply the
unexpected death of the patient despite the administration of
life-sustaining treatment, at least create the potential that a
wrong decision will eventually be corrected or its impact miti-
gated. An erroneous decision to withdraw life-sustaining treat-
ment, however, is not susceptible of correction. In Santosky,
--------
one of the factors which led the Court to require proof by clear
and convincing evidence in a proceeding to terminate parental
rights was that a decision in such a case was final and irrevoca-
ble. Santosky, supra, at 759. The same must surely be said of
-------- -----
the decision to discontinue hydration and nutrition of a patient
such as Nancy Cruzan, which all agree will result in her death.
It is also worth noting that most, if not all, States simply
forbid oral testimony entirely in determining the wishes of par-
ties in transactions which, while important, simply do not have
the consequences that a decision to terminate a person's life
does. At common law and by statute in most States, the parole
evidence rule prevents the variations of the terms of a written
contract by oral testimony. The statute of frauds makes unen-
forceable oral contracts to leave property by will, and statutes
regulating the making of wills universally require that those in-
struments be in writing. See 2 A. Corbin, Contracts 398,
pp. 360-361 (1950); 2 W. Page, Law of Wills 19.3-19.5, pp. 61-71
(1960). There is no doubt that statutes requiring wills to be in
writing, and statutes of frauds which require that a contract to
make a will be in writing, on occasion frustrate the effectuation
of the intent of a particular decedent, just as Missouri's re-
quirement of proof in this case may have frustrated the effectua-
tion of the not-fully-expressed desires of Nancy Cruzan. But the
Constitution does not require general rules to work faultlessly;
no general rule can.
In sum, we conclude that a State may apply a clear and convinc-
ing evidence standard in proceedings where a guardian seeks to
discontinue nutrition and hydration of a person diagnosed to be
in a persistent vegetative state. We note that many courts which
have adopted some sort of substituted judgment procedure in si-
tuations like this, whether they limit consideration of evidence
to the prior expressed wishes of the incompetent individual, or
whether they allow more general proof of what the individual's
decision would have been, require a clear and convincing standard
of proof for such evidence. See, e. g., Longeway, 133 Ill. 2d,
- - --------
at 50- 51, 549 N. E. 2d at 300; McConnell, 209 Conn., at 707-710,
---------
553 A. 2d at 604-605; O'Connor, 72 N. Y. 2d, at 529-530, 531
- ------
N. E. 2d, at 613; In re Gardner, 534 A. 2d 947, 952-953 (Me.
-- -- -------
1987); In re Jobes, 108 N. J., at 412-413, 529 A. 2d, at 443;
-- -- -----
Leach v. Akron General Medical Center, 68 Ohio Misc. 1, 11, 426
----- ----- ------- ------- ------
N. E. 2d 809, 815 (1980).
The Supreme Court of Missouri held that in this case the tes-
timony adduced at trial did not amount to clear and convincing
proof of the patient's desire to have hydration and nutrition
withdrawn. In so doing, it reversed a decision of the Missouri
trial court which had found that the evidence ``suggest[ed]''
Nancy Cruzan would not have desired to continue such measures,
App. to Pet. for Cert. A98, but which had not adopted the stan-
dard of ``clear and convincing evidence'' enunciated by the
Supreme Court. The testimony adduced at trial consisted primari-
ly of Nancy Cruzan's statements made to a housemate about a year
before her accident that she would not want to live should she
face life as a ``vegetable,'' and other observations to the same
effect. The observations did not deal in terms with withdrawal
of medical treatment or of hydration and nutrition. We cannot
say that the Supreme Court of Missouri committed constitutional
error in reaching the conclusion that it did.
We are not faced in this case with the question of whether a
State might be required to defer to the decision of a surrogate
if competent and probative evidence established that the patient
herself had expressed a desire that the decision to terminate
life-sustaining treatment be made for her by that individual.
Petitioners also adumbrate in their brief a claim based on the
Equal Protection Clause of the Fourteenth Amendment to the effect
that Missouri has impermissibly treated incompetent patients dif-
ferently from competent ones, citing the statement in Cleburne v.
--------
Cleburne Living Center, Inc., 473 U. S. 432, 439 (1985), that the
-------- ------ ------ ---
clause is ``essentially a direction that all persons similarly
situated should be treated alike.'' The differences between the
choice made by a competent person to refuse medical treatment,
--
and the choice made for an incompetent person by someone else to
---
refuse medical treatment, are so obviously different that the
State is warranted in establishing rigorous procedures for the
latter class of cases which do not apply to the former class.
Petitioners alternatively contend that Missouri must accept the
``substituted judgment'' of close family members even in the ab-
sence of substantial proof that their views reflect the views of
the patient. They rely primarily upon our decisions in
Michael H. v. Gerald D., 491 U. S. ---- (1989), and Parham v.
------- - ------ - ------
J. R., 442 U. S. 584 (1979). But we do not think these cases
- -
support their claim. In Michael H., we upheld the constitu-
------- - ------
tionality of California's favored treatment of traditional family
relationships; such a holding may not be turned around into a
constitutional requirement that a State must recognize the prima-
----
cy of those relationships in a situation like this. And in Par-
----
ham, where the patient was a minor, we also upheld the constitu-
--- ------
tionality of a state scheme in which parents made certain deci-
sions for mentally ill minors. Here again petitioners would seek
to turn a decision which allowed a State to rely on family de-
cisionmaking into a constitutional requirement that the State
recognize such decisionmaking. But constitutional law does not
work that way.
No doubt is engendered by anything in this record but that Nancy
Cruzan's mother and father are loving and caring parents. If the
State were required by the United States Constitution to repose a
right of ``substituted judgment'' with anyone, the Cruzans would
surely qualify. But we do not think the Due Process Clause re-
quires the State to repose judgment on these matters with anyone
but the patient herself. Close family members may have a strong
feeling--a feeling not at all ignoble or unworthy, but not en-
tirely disinterested, either--that they do not wish to witness
the continuation of the life of a loved one which they regard as
hopeless, meaningless, and even degrading. But there is no au-
tomatic assurance that the view of close family members will
necessarily be the same as the patient's would have been had she
been confronted with the prospect of her situation while com-
petent. All of the reasons previously discussed for allowing
Missouri to require clear and convincing evidence of the
patient's wishes lead us to conclude that the State may choose to
defer only to those wishes, rather than confide the decision to
close family members.
The judgment of the Supreme Court of Missouri is
Affirmed.
JUSTICE O'CONNOR, concurring.
I agree that a protected liberty interest in refusing unwanted
medical treatment may be inferred from our prior decisions, see
ante at 13, and that the refusal of artificially delivered food
----
and water is encompassed within that liberty interest. See ante,
----
at 15. I write separately to clarify why I believe this to be
so.
As the Court notes, the liberty interest in refusing medical
treatment flows from decisions involving the State's invasions
into the body. See ante, at 14. Because our notions of liberty
----
are inextricably entwined with our idea of physical freedom and
self-determination, the Court has often deemed state incursions
into the body repugnant to the interests protected by the Due
Process Clause. See, e. g., Rochin v. California, 342 U. S.
- - ------ ----------
165, 172 (1952) (``Illegally breaking into the privacy of the
petitioner, the struggle to open his mouth and remove what was
there, the forcible extraction of his stomach's contents . . . is
bound to offend even hardened sensibilities''); Union Pacific R.
----- ------- -
Co. v. Botsford, 141 U. S. 250, 251 (1891). Our Fourth Amend-
-- --------
ment jurisprudence has echoed this same concern. See Schmerber
---------
v. California, 384 U. S. 757, 772 (1966) (``The integrity of an
----------
individual's person is a cherished value of our society''); Wins-
-----
ton v. Lee, 470 U. S. 753, 759 (1985) (``A compelled surgical in-
--- ---
trusion into an individual's body for evidence . . . implicates
expectations of privacy and security of such magnitude that the
intrusion may be `unreasonable' even if likely to produce evi-
dence of a crime''). The State's imposition of medical treatment
on an unwilling competent adult necessarily involves some form of
restraint and intrusion. A seriously ill or dying patient whose
wishes are not honored may feel a captive of the machinery re-
quired for life-sustaining measures or other medical interven-
tions. Such forced treatment may burden that individual's liber-
ty interests as much as any state coercion. See, e. g., Washing-
- - --------
ton v. Harper, 494 U. S. ----, ---- (1990); Parham v. J. R., 442
--- ------ ------ - -
U. S. 584, 600 (1979) (``It is not disputed that a child, in com-
mon with adults, has a substantial liberty interest in not being
confined unnecessarily for medical treatment'').
The State's artificial provision of nutrition and hydration im-
plicates identical concerns. Artificial feeding cannot readily
be distinguished from other forms of medical treatment. See,
e. g., Council on Ethical and Judicial Affairs, American Medical
- -
Association, AMA Ethical Opinion 2.20, Withholding or Withdrawing
Life-Prolonging Medical Treatment, Current Opinions 13 (1989);
The Hastings Center, Guidelines on the Termination of Life-
Sustaining Treatment and the Care of the Dying 59 (1987). Wheth-
er or not the techniques used to pass food and water into the
patient's alimentary tract are termed ``medical treatment,'' it
is clear they all involve some degree of intrusion and restraint.
Feeding a patient by means of a nasogastric tube requires a phy-
sician to pass a long flexible tube through the patient's nose,
throat and esophagus and into the stomach. Because of the
discomfort such a tube causes, ``[m]any patients need to be res-
trained forcibly and their hands put into large mittens to
prevent them from removing the tube.'' Major, The Medical Pro-
cedures for Providing Food and Water: Indications and Effects, in
By No Extraordinary Means: The Choice to Forgo Life-Sustaining
Food and Water 25 (J. Lynn ed. 1986). A gastrostomy tube (as was
used to provide food and water to Nancy Cruzan, see ante, at 2)
----
or jejunostomy tube must be surgically implanted into the stomach
or small intestine. Office of Technology Assessment Task Force,
Life-Sustaining Technologies and the Elderly 282 (1988). Requir-
ing a competent adult to endure such procedures against her will
burdens the patient's liberty, dignity, and freedom to determine
the course of her own treatment. Accordingly, the liberty
guaranteed by the Due Process Clause must protect, if it protects
anything, an individual's deeply personal decision to reject med-
ical treatment, including the artificial delivery of food and wa-
ter.
I also write separately to emphasize that the Court does not to-
day decide the issue whether a State must also give effect to the
decisions of a surrogate decisionmaker. See ante, at 22, n. 13.
----
In my view, such a duty may well be constitutionally required to
protect the patient's liberty interest in refusing medical treat-
ment. Few individuals provide explicit oral or written instruc-
tions regarding their intent to refuse medical treatment should
they become incompetent.
/* This is not as it should be! Use this program if you have a
strong desire to do so to make a living will. */
See 2 President's Commission for the Study of Ethical Problems
in Medicine and Biomedical and Behavioral Research, Making Health
Care Decisions 241-242 (1982) (36% of those surveyed gave in-
structions regarding how they would like to be treated if they
ever became too sick to make decisions; 23% put those instruc-
tions in writing) (Lou Harris Poll, September 1982); American
Medical Association Surveys of Physician and Public Opinion on
Health Care Issues 29-30 (1988) (56% of those surveyed had told
family members their wishes concerning the use of life-sustaining
treatment if they entered an irreversible coma; 15% had filled
out a living will specifying those wishes).
States which decline to consider any evidence other than such in-
structions may frequently fail to honor a patient's intent. Such
failures might be avoided if the State considered an equally pro-
bative source of evidence: the patient's appointment of a proxy
to make health care decisions on her behalf. Delegating the au-
thority to make medical decisions to a family member or friend is
becoming a common method of planning for the future. See, e. g.,
- -
Areen, The Legal Status of Consent Obtained from Families of
Adult Patients to Withhold or Withdraw Treatment, 258 JAMA 229,
230 (1987). Several States have recognized the practical wisdom
of such a procedure by enacting durable power of attorney sta-
tutes that specifically authorize an individual to appoint a sur-
rogate to make medical treatment decisions.
Some state courts have suggested that an agent appointed pursuant
to a general durable power of attorney statute would also be em-
powered to make health care decisions on behalf of the patient.
See, e. g., In re Peter, 108 N. J. 365, 378-379, 529 A. 2d 419,
- - -- -- -----
426 (1987); see also 73 Op. Md. Atty. Gen. No. 88-046 (1988) (in-
terpreting Md. Est. & Trusts Code Ann. 13- 601 to 13-602 (1974),
as authorizing a delegatee to make health care decisions). Other
States allow an individual to designate a proxy to carry out the
intent of a living will.
These procedures for surrogate decisionmaking, which appear to be
rapidly gaining in acceptance, may be a valuable additional safe-
guard of the patient's interest in directing his medical care.
Moreover, as patients are likely to select a family member as a
surrogate, see 2 President's Commission for the Study of Ethical
Problems in Medicine and Biomedical and Behavioral Research, Mak-
ing Health Care Decisions 240 (1982), giving effect to a proxy's
decisions may also protect the ``freedom of personal choice in
matters of . . . family life.'' Cleveland Board of Education v.
--------- ----- -- ---------
LaFleur, 414 U. S. 632, 639 (1974).
-------
Today's decision, holding only that the Constitution permits a
State to require clear and convincing evidence of Nancy Cruzan's
desire to have artificial hydration and nutrition withdrawn, does
not preclude a future determination that the Constitution re-
quires the States to implement the decisions of a patient's duly
appointed surrogate. Nor does it prevent States from developing
other approaches for protecting an incompetent individual's li-
berty interest in refusing medical treatment. As is evident from
the Court's survey of state court decisions, see ante at 6-13, no
----
national consensus has yet emerged on the best solution for this
difficult and sensitive problem. Today we decide only that one
State's practice does not violate the Constitution; the more
challenging task of crafting appropriate procedures for safe-
guarding incompetents' liberty interests is entrusted to the
``laboratory'' of the States, New State Ice Co. v. Liebmann, 285
--- ----- --- -- --------
U. S. 262, 311 (1932) (Brandeis, J., dissenting), in the first
instance.